Sarah Mehta, Senior Policy Counsel, ACLU

The Senate voted on Wednesday against a bill that would have been the first major overhaul of asylum and immigration law in a generation — and would have been a disastrous retreat from basic principles of fairness. As our elected leaders continue to debate immigration reforms, they must instead advance humane and sensible solutions that help manage the border without compromising our nation’s values and the safety of people fleeing danger.

Although branded as a compromise bipartisan “border security” package, this bill would have been a major rewrite of our nation’s long-standing asylum laws. To make matters worse, these changes were attached to a supplemental funding bill that also included a massive investment in failed and punitive immigration enforcement policies, such as funding to finish former President Trump’s border wall, an expansion of nationwide immigration detention, and a significant increase in surveillance targeting immigrant families. Although ostensibly dead, Senate Republicans are reportedly trying again to push for another vote on this immigration package as an amendment to foreign aid, plus additional extremist policies that would remove protections from unaccompanied children.

1. It would have shut down the U.S.-Mexico border to asylum seekers

At its core lay a new rule that would have fundamentally blocked asylum for the vast majority of people who come to our southern border seeking protection. Under this new rule, once an average of 5,000 people arrive at the border daily over a seven-day period, or 8,500 people on a single day, no one would be eligible to apply for asylum between ports of entry. Furthermore, the government would have gained the power to enforce this “no-asylum” rule when there is an average of 4,000 people per day over a seven-day period.


This was poised to become an operational nightmare, and there’s no need for speculation regarding the horrible consequences if the government implemented this rule. We need only to look back at the chaotic and violent days under the Trump era Title 42 policy, which similarly closed our asylum system under the guise of public health. During that period over 13,480 people were raped, murdered, kidnapped, tortured, or extorted while waiting for the border to reopen. As history has taught us, this new rule would not have stopped people from seeking safety in the U.S., but people who have undoubtedly been sent back to danger as a result.

2. This plan would have fundamentally changed our country’s core protections for people seeking safety

Even when people were allowed to apply for asylum, they would have been subject to a mind-boggling and dangerous fast-track deportation process, with punishing timelines for those who could not meet new restrictive screening tests.

If passed, the vast majority of asylum seekers would no longer be able to seek court review of their cases, representing a major shift from our asylum and legal system. This would have denied them one of the most essential due process safeguards in a system riddled with errors. Independent judicial review has been a life-saving protection, with courts consistently finding that asylum officers wrongly denied people protection. Asylum officers currently conduct their case screenings and interviews with the understanding that their work will be checked by an immigration judge. Eliminating that legal review would have meant sacrificing basic fairness in cases where life or death is at stake.

3. An unprecedented increase in funding for punitive immigration policies would have been a waste of taxpayer dollars

The other major story about this bill is the money. It was a shockingly punitive, pro-detention bill that revived the construction of Trump’s failed border wall and included an unprecedented $3.2 billion for immigration detention — more than even allocated or requested under the previous administration. The bill also included over a billion dollars for surveillance technology that would subject individuals and families to 24-hour suspicionless surveillance. This amounted to $4.5 billion dollars directed towards harmful and punitive immigration enforcement measures that would have impacted all immigrant families throughout the United States. Most of that funding would have lined the pockets of the for-profit prison industry, which stands to get billions more in taxpayer dollars and without the overdue oversight and accountability.


In addition to the unimaginable harm inflicted on immigrant families, the bill would have permanently undermined our moral standing in the world, and ensured the return of people to danger and even death.

There is no denying the need for real changes at our southern border. However, none of these callous and extremist policies were ever going to “fix” the border: they wouldn’t have created a fairer immigration system or helped cities, states, and communities support and welcome new immigrants. What’s more, they wouldn’t even have deterred people from seeking protection or opportunities here in the U.S., as their proponents suggested. This bill would have essentially altered who we are as a country without improving the situation at the border from any perspective.

With thanks to Senators Markey, Menendez, Padilla, Sanders, and Warren, all of whom voted against this deal, this harmful legislation will no longer move forward — but our work here isn’t done just yet. Now it’s time for all our elected leaders to take this failed vote as an opportunity to finally get immigration reform right and ensure we pass sensible and humane solutions to address the challenges at the border.

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Thursday, February 8, 2024 - 12:45pm

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This plan would significantly and permanently restrict the ability of families and individuals to seek safety in the U.S. — and it may come back.

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Marissa Gerchick, she/her/hers, Data Scientist and Algorithmic Justice Specialist, ACLU

Matt Cagle, Technology and Civil Liberties Attorney, ACLU of Northern California

We often hear about government misuse of face recognition technology (FRT) and how it can derail a person’s life through wrongful arrests and other harms. Despite mounting evidence, government agencies continue to push face recognition systems on communities across the United States. Key to this effort are the corporate makers and sellers who market this technology as reliable, accurate, and safe – often by pointing to their products’ scores on government-run performance tests.

All of this might tempt policymakers to believe that the safety and civil rights problems of facial recognition can be solved by mandating a certain performance score or grade. However, relying solely on test scores risks obscuring deeper problems with face recognition while overstating its effectiveness and real-life safety.

How are facial recognition systems tested?

Many facial recognition systems are tested by the federal National Institute of Standards and Technology (NIST). In one of their tests, NIST uses companies’ algorithms to try and search for a face within a large “matching database” of faces. In broad strokes, this test appears to resemble how police use face recognition today, feeding an image of a single unknown person’s face into an algorithm that compares it against a large database of mugshot or driver’s license photos and generates suggested images, paired with numbers that represent estimates of how similar the images are.

These and other tests can reveal disturbing racial disparities. In their own groundbreaking research, computer scientists Dr. Joy Buolamwini and Dr. Timnit Gebru tested several prominent gender classification algorithms, and found that those systems were less likely to accurately classify the faces of women with darker complexions. Following that, the ACLU of Northern California performed its own test of Amazon’s facial recognition software, which falsely matched the faces of 28 members of Congress with faces in a mugshot database, with Congressmembers of color being misidentified at higher rates. Since then, additional testing by NIST and academic researchers indicates that these problems persist.

While testing of facial recognition for accuracy and fairness across race, sex, and other characteristics is critical, the tests do not take full account of practical realities. There is no laboratory test that represents the conditions and reality of how police use face recognition in real world-scenarios. For one, testing labs are not going to have access to the exact “matching database,” the particular digital library of faces on mugshots, licenses, and surveillance photos, that police in a specific community search through when they operate face recognition. And tests cannot account for the full range of low-quality images from surveillance cameras (and truly dubious sources) that police feed into these systems, or the trouble police have when visually reviewing and choosing from a set of possible matches produced by the technology.


In response to these real concerns, vendors routinely hold up their performance on tests in their marketing to government agencies as evidence of facial recognition’s reliability and accuracy. Lawmakers have also sought to legislate performance scores that set across-the-board accuracy or error-rate requirements for facial recognition algorithms used by police that would allow police to use FRT systems that clear these requirements. This approach would be misguided.

How can performance scores be misleading?

It is easy to be misled by performance scores. Imagine a requirement that police can only use systems that produce an overall true positive rate, a measure of how often the results returned by a FRT system include a match for the person depicted in the probe image when there is a matching image in the database, above 98 percent in testing. At first glance, that might sound like a pretty strong requirement — but a closer look reveals a very different story.

For one, police typically configure and customize facial recognition systems to return a list of multiple results, sometimes as many as hundreds of results. Think of this as a ‘digital lineup.’ In NIST testing, if at least one of the results returned is a match for the probe image, the search is considered successful and counted as part of the true positive rate metric. But even when this happens in practice — which certainly isn’t always the case — there is no guarantee that police will select the true match rather than one of the other results. True matches in testing might be crowded out by false matches in practice because of these police-created ‘digital lineups.’ This alone makes it difficult to choose one universal performance score that can be applied to many different FRT systems.

Let’s look at another metric called the false positive rate, which assesses how often a FRT search will return results when there is no matching image in the database. Breaking results down by race, the same algorithm that produces the 98 percent true positive rate overall can also produce a false positive rate for Black men several times the false positive rate for white men — and an even higher false positive rate for Black women. This example is not merely a hypothetical: in NIST testing, many algorithms have exhibited this pattern. (1) Other recent NIST testing also shows algorithms produced false positive rates tens or hundreds of times higher for females older than 65 born in West African countries than for males ages 20-35 born in Eastern European countries. (2)

By only considering the true positive rate, we miss these extreme disparities, which can lead to devastating consequences. Across the United States, police are arresting people based on false matches and harming people like Nijeer Parks, a Black man who police in New Jersey falsely arrested and held in jail for ten days because police trusted the results of face recognition, overlooking obvious exonerating evidence. Human mis-reliance on face recognition is already a problem; focusing on performance scores might make things worse.

What’s the takeaway for policymakers?

Lawmakers should know that a facial recognition algorithm’s performance on a test cannot be easily or quickly generalized to make broad claims about whether a facial recognition algorithm is safe. Performance scores are not an easy fix to the harms that are resulting from the use of face recognition systems, and they of course don’t account for humans that will inevitably be in the loop.

As the ACLU explained in its recent public comment to the Biden Administration, the problems of facial recognition run deep and beyond the software itself. Facial recognition is dangerous if it’s inaccurate — a problem that testing aims to address — but also dangerous even if it could hypothetically be perfectly accurate. In such a world, governments could use face surveillance to precisely track us as we leave home, attend a protest, or take public transit to the doctor’s office. This is why policymakers in an expanding list of U.S. cities and counties have decided to prohibit government use of face recognition. And it’s why ACLU supports a federal moratorium on its use by law and immigration enforcement agencies.


Conversations about the shortcomings of performance scores are important, but instead of trying to find some magic number, policymakers should focus on how any use of facial recognition can expand discriminatory policing, massively expand the power of government, and create the conditions for authoritarian control of our private lives.

Endnotes:

(1) For one demonstrative example, an FRT algorithm developed by the vendor NEC and submitted to NIST’s vendor testing program produced an overall true positive rate above 98% in some of the testing. See National Institute of Standards and Technology, Face Recognition Vendor Test Report Card for NEC-2 1, https://pages.nist.gov/frvt/reportcards/1N/nec_2.pdf (finding a false negative identification rate (FNIR) of less than .02—or 2%—for testing using multiple datasets. The true positive identification rate (TPIR) is one minus the FPIR). However, in other NIST testing, the same algorithm also produced false positive rates for Black men more than three times the false match rate for white men at various thresholds. See Patrick Grother et al., U.S. Dep’t of Com., Nat’l Inst. for Standards & Tech., Face Recognition Vendor Test Part 3: Demographic Effects Annex 16 at 34 fig.32, (Dec. 2019), https://pages.nist.gov/frvt/reports/demographics/annexes/annex_16.pdf.

(2) See National Institute of Standards and Technology, Face Recognition Technology Evaluation: Demographic Effects in Face Recognition, FRTE 1:1 Demographic Differentials Summary, False Positive Differentials, https://pages.nist.gov/frvt/html/frvt_demographics.html (Last visited February 6, 2024). The table summarizes demographic differentials in false match rates for various 1:1 algorithms and highlights that many algorithms exhibit false match rates differentials for images of people of different ages, sexes, and regions of birth. For example, the algorithm labelled as “recognito_001” produced a false match rate for images of females over 65 born in West African countries 3000 times the false match rate for images of males ages 20-35 born in Eastern European countries. NIST notes that “While this table lists results for 1:1 algorithms, it will have relevance to that subset of 1:N algorithms that implement 1:N search as N 1:1 comparisons followed by a sort operation. The demographic effects noted here will be material in 1:N operations and will be magnified if the gallery and the search stream include the affected demographic.”

Date

Wednesday, February 7, 2024 - 2:00pm

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Companies and legislators are using misleading test scores to justify the expansion of facial recognition into our communities. That flawed approach understates the threat this dangerous technology poses to civil rights.

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Julian Clark, Staff Attorney, ACLU Criminal Law Reform Project

Brian Dimmick, Senior Staff Attorney, Disability Rights Program, ACLU

Kelly Simon, Legal Director, ACLU of Oregon

On October 24, 2022 at 2 a.m., 27-year-old Joshua Wesley called a crisis help line from his home in Washington County, Oregon, just west of Portland. He was having suicidal thoughts and knew that he needed professional help. But instead of receiving a mental health provider as specifically requested, he encountered a group of armed police officers at his door. This response not only deprived Wesley of the immediate psychiatric care that he needed, but it also led to him being arrested and seriously injured by the responding officer. He ultimately spent two weeks in the hospital, and six months in jail.

Wesley told us that he felt that he needed qualified professionals to console him, talk him down, and give him solutions. But the officers that showed up made the situation worse by simply trying tried to put him in handcuffs and cart him off.

Joining forces with the ACLU, Disability Rights Oregon, the ACLU of Oregon, and the law firm Shepherd Mullin, Wesley is a plaintiff in a recently filed lawsuit against Washington County and the local 911 dispatch center. The lawsuit asserts that the county’s emergency response system discriminates against people with mental health disabilities and exposes them to risk of serious harm, including injury, arrest, and incarceration. Wesley said that he joined the case because he believes strongly in helping out others facing similar struggles.

A Life-or-Death Situation

Washington County has a history of inappropriately responding to mental health crises. In 2022, police officers were dispatched to 100 percent of the calls coded as “behavioral health incidents” in Washington County. The county does have mobile crisis teams comprised exclusively of mental health clinicians, the sole non-police response available there. But, while the mobile crisis teams are intended to be available 24/7, in practice, they’re underfunded, not connected with the emergency dispatch system, and often unavailable — especially at night, when many mental health crises occur.

Police response to mental health crises can be dangerous and even deadly. Police officers are not qualified mental health professionals and should not be expected to assess and treat people in crisis. Beyond that, police presence may actually make mental health symptoms worse, triggering anxiety and paranoia. Most alarming of all, it is estimated that people with untreated mental illness are 16 times more likely than others to be killed by the police during an encounter.


That’s what nearly happened in Wesley’s case. Instead of being provided with the care he was seeking — on-site psychiatric assessment and treatment — he was placed under a “police officer hold,” a form of involuntary detention, and transported to a hospital via ambulance. Wesley was not treated or stabilized during transport and his symptoms worsened. At the hospital, Wesley was still suicidal and he attempted to take an officer’s firearm to use on himself. During the incident, the officer stabbed Wesley several times, resulting in serious injuries to his chest, stomach, and head.

The damage to Wesley’s body serves as a constant reminder of the incident. The scars left from the incident demonstrate that there could have been other ways to deal with the situation, Wesley told us.

Wesley then spent two weeks in the hospital recovering. During this time, his repeated requests for mental health assistance and therapy were denied. He remained handcuffed to his bed and kept under near-constant police surveillance. Wesley felt that the doctors stopped looking at him as a patient who needed help and treatment to heal, but rather, as a criminal.

After being released from the hospital, Wesley faced criminal charges arising from the altercation with the officer. He spent six months in jail, missing the birth of his first and only son. He also missed the holidays and time with his family at a time of great strife.

Ultimately, it took months for Wesley to receive the psychiatric help that he first sought in October.

A More Humane Emergency Response

When someone in Washington County experiences a physical health crisis, like a heart attack or a severe allergic reaction, they can call 911 and expect a response from a qualified medical professional, like an EMT or paramedic. The same cannot be said, however, for someone experiencing a mental health crisis.

The lawsuit explains how this discrepancy violates the Americans with Disabilities Act and Rehabilitation Act. Mental health crises demand a mental health response — not a police response — because they are, at their core, health emergencies.

Experts agree that mental health emergencies should be addressed by mental health professionals, not the police. As part of their recommended best practices, the Substance Abuse and Mental Health Services Administration (SAMHSA) proposes a three-tiered system that includes a crisis call center, mobile crisis teams, and stabilization centers for walk-ins and drop-offs. SAMHSA also noted that responding with police is “unacceptable and unsafe,” a view that the National Alliance on Mental Illness shares.

As a result of Washington County’s inappropriate response to mental health crises, it discriminates against people with mental health disabilities on a daily basis. . This lawsuit seeks to improve its mental healthcare system. Possible solutions include fully funding mobile crisis response teams that can bring care and support to the people who need it, when they need it.

Washington County isn’t the only jurisdiction with a system in need of reform. Justice Department investigations have found similar discrimination in Louisville and Minneapolis, stating that relying on police as mental health first responders causes “real harm in the form of trauma, injury, and death to people experiencing behavioral health issues.”

Wesley hopes that this case brings widespread attention to an issue that impacts many lives on a daily basis. People with mental health disabilities are harmed both because of a failed response to mental health crises , and because many people with mental health disabilities don’t want to call for help out of fear of an armed police response. Wesley sees a need nationwide for an important reckoning for how jurisdictions respond to mental health crises. Counties and other locales should be looking at their systems and asking, “Is our system for mental health crisis response fair? Is it safe? Is it right?”

How jurisdictions answer these questions could have a major impact on the care and support people with mental health disabilities receive while in crisis. We must not allow discriminatory practices that cause real harm and death to go unchecked.

Date

Monday, February 5, 2024 - 4:45pm

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